R01 Regulations and Ethics
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The aim of this exam is to provide you with an understanding of the regulations, legislation and ethics within financial services.
This is a multiple-choice exam. There are 100 questions, 13 of which are multiple response questions.
You get 2 hours to complete this exam and must achieve at least 65% to pass this exam.
On completion of this exam you will be awarded with 20 diploma credits.
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You will have instant access to our Comprehensive Essential Study Notes (downloadable PDF) and online quizzes.