CISI Regulation & Professional Integrity

CISI Regulation and Professional Integrity Course Overview

Regulation and Professional Integrity is the first paper in the CISI Level 4 Investment Advice Diploma. Successful completion of this diploma requires this paper as a mandatory element, along with two further exam passes.

Programme details:

Structured, weekly learning
Exam guidance on your chosen programme
Downloadable workbooks for offline learning
Mock exam with instant feedback
Revisit content at anytime
Re-sit exams multiple times
30 hours awarded CPD
Ask the Instructor messaging system
Tracks learning progress throughout
24 hour access to learning platform
6 months access

Programme details:

Pre-study knowledge tests
Structured, weekly learning
Exam guidance on your chosen programme
Downloadable workbooks for offline learning
End of module exam with instant feedback
Timed tests from a large bank of questions
Revisit content at anytime
Re-sit exams multiple times
30 hours awarded CPD
Ask the Instructor messaging system
Tracks learning progress throughout
24 hour access to learning platform
6 months access

Learning Outcomes

Learning Outcome 1	The UK Financial Services Industry
Learning Outcome 2	UK Financial Services and consumer relationships
Learning Outcome 3	UK contract and trust Legislation
Learning Outcome 4	Integrity and ethics in professional practice
Learning Outcome 5	The regulatory infrastructure of UK Financial Services
Learning Outcome 6	FCA and PRA supervisory objectives, principles and processes
Learning Outcome 7	FCA and PRA authorisation of firms and individuals
Learning Outcome 8	The regulatory framework relating to financial crime
Learning Outcome 9	Complaints and compensation
Learning Outcome 10	FCA Conduct of Business – fair treatment of customers, provision of advice and services, and client asset protection

CISI Regulation and Professional Integrity

Course Price: £99.00 + VAT

Access Duration: 6 months

How to Purchase

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